World Journal of Oncology, ISSN 1920-4531 print, 1920-454X online, Open Access
Article copyright, the authors; Journal compilation copyright, World J Oncol and Elmer Press Inc
Journal website https://wjon.elmerpub.com

Original Article

Volume 17, Number 6, December 2026, pages 844-857


CDK4/6 Inhibitors and Endocrine Therapy in Hormone Receptor-Positive/Human Epidermal Growth Factor Receptor 2-Negative Metastatic Breast Cancer: A Multicenter Real-World Cohort

Daniel Marin-Triguerosa , Denis U. Landaverdea, b, c 

aMedical Oncology Department, Hospital Mexico, Caja Costarricense de Seguro Social, La Uruca, San Jose, Costa Rica
bFaculty of Medicine, Universidad de Costa Rica, San Jose, Costa Rica
cCorresponding Author: Denis U. Landaverde, Medical Oncology Department, Hospital Mexico, Caja Costarricense de Seguro Social, La Uruca, San Jose 10107, Costa Rica

Manuscript submitted July 10, 2026, accepted September 24, 2026, published online November 11, 2026
Short title: Real-World CDK4/6 Inhibitors in Costa Rica
doi: https://doi.org/10.14740/wjon2846

Abstract▴Top 

Background: Cyclin-dependent kinase 4/6 (CDK4/6) inhibitors combined with endocrine therapy are standard treatment for hormone receptor (HR)-positive, human epidermal growth factor receptor 2 (HER2)-negative metastatic breast cancer, but Latin American patients were underrepresented in the pivotal trials, and real-world data from public health systems remain scarce. We aimed to describe the effectiveness and safety of these agents in the Costa Rican public health system and to explore differences between palbociclib and ribociclib.

Methods: We conducted a retrospective, multicenter cohort study of adults with HR-positive/HER2-negative metastatic breast cancer who started palbociclib or ribociclib plus endocrine therapy in first or later lines of therapy at four hospitals of the Costa Rican Social Security Fund (treatment indicated 2017–2021). Progression-free survival (PFS) and overall survival (OS), measured from CDK4/6 inhibitor initiation, were estimated with the Kaplan–Meier method. The inhibitor comparison was exploratory and was adjusted with a multivariable Cox model with covariates selected a priori and with inverse probability of treatment weighting. Dose reduction was analyzed as a time-dependent covariate and with landmark analyses.

Results: Of 234 patients identified, 14 died or progressed before treatment could start; 220 patients were analyzed (palbociclib 65.5%, ribociclib 34.5%; first-line 60.9%). At a median follow-up of 45.1 months, median PFS was 19.4 months and median OS was 29.1 months (first-line: 24.4 and 39.7 months; second or later line: 15.0 and 23.3 months). PFS and OS did not differ significantly between inhibitors (adjusted hazard ratio (HR) for ribociclib versus palbociclib: PFS 0.89, 95% confidence interval (CI) 0.62–1.26; OS 0.92, 95% CI 0.63–1.36). Eastern Cooperative Oncology Group (ECOG) performance status 1 and the second or later line of therapy were independently associated with shorter PFS and OS. Grade 3/4 adverse events were recorded in 20.5% of patients (grade 3/4 neutropenia 18.6%). Dose reduction, required in 15.9% of patients and analyzed as a time-dependent covariate, was not associated with PFS (adjusted HR 1.04, 95% CI 0.67–1.61) or OS (adjusted HR 0.77, 95% CI 0.46–1.30).

Conclusions: In this national public-system cohort, CDK4/6 inhibitors were deliverable with a manageable, predominantly hematological toxicity profile. PFS was in the range reported in trials and real-world series, whereas OS was shorter than in the registration trials and in other large real-world cohorts, particularly beyond first line. No significant difference was observed between ribociclib and palbociclib after adjustment, and dose reduction did not appear to compromise effectiveness.

Keywords: Breast neoplasms; CDK4/6 inhibitors; Endocrine therapy; Palbociclib; Ribociclib; Real-world evidence; Overall survival; Costa Rica

Introduction▴Top 

Breast cancer is the most commonly diagnosed cancer in women worldwide; about 2.3 million new cases and 666,000 deaths were estimated for 2022 [1], and both incidence and mortality are projected to rise substantially by 2040, with the steepest relative increases in lower-resource countries [2]. Costa Rica follows the same pattern: breast cancer is a leading cause of cancer death among Costa Rican women, and the Ministry of Health reported 398 breast cancer deaths in 2022 [3]. Improving access to effective, evidence-based treatment is therefore a public health priority for the country.

Estrogen-receptor signaling promotes cell-cycle entry largely through the cyclin D1-cyclin-dependent kinase 4/6 (CDK4/6) axis, which phosphorylates the retinoblastoma protein and releases the G1-S checkpoint. Pharmacological blockade of CDK4/6 therefore complements endocrine therapy. In the MONALEESA (ribociclib) and PALOMA (palbociclib) phase 3 trial programs, adding a CDK4/6 inhibitor to endocrine therapy consistently prolonged progression-free survival (PFS), and overall survival (OS) was significantly improved across all three MONALEESA trials, in pre- and postmenopausal women alike [4–13].

Within the Caja Costarricense de Seguro Social (CCSS), the social-security institution that provides universal health coverage to the Costa Rican population, CDK4/6 inhibitors combined with endocrine therapy became available for hormone receptor (HR)-positive/human epidermal growth factor receptor 2 (HER2)-negative metastatic breast cancer during the last decade. However, Latin American women were a small minority of the participants in the registration trials, and effectiveness and safety data from Central American public health systems are almost nonexistent. Whether the benefit observed in trials is reproduced in routine public-sector practice, with its own patient profile, monitoring schedules and access constraints, is therefore uncertain. We conducted a retrospective, multicenter cohort study to describe the effectiveness and safety of CDK4/6 inhibitors plus endocrine therapy in the CCSS. As secondary and exploratory aims, we compared palbociclib with ribociclib and described clinical factors associated with outcomes.

Materials and Methods▴Top 

Study design and setting

We performed a retrospective, observational cohort study at the four CCSS hospitals that prescribed CDK4/6 inhibitors during the study period: Hospital Mexico, Hospital San Juan de Dios, Hospital Calderon Guardia and Hospital Max Peralta. All consecutive patients for whom a CDK4/6 inhibitor was indicated between 2017 and 2021 were screened; therefore, no sampling was performed. The study was reported according to the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement [14].

Participants

Eligible patients were adults with HR-positive/HER2-negative metastatic or unresectable locally advanced breast cancer who started palbociclib or ribociclib combined with endocrine therapy for advanced disease. Line of therapy was recorded as the number of the systemic regimen for advanced disease in which the CDK4/6 inhibitor was given; there was no restriction on the line of therapy. Patients for whom a CDK4/6 inhibitor was indicated but who never started treatment (because of death or disease progression before drug dispensing) were excluded because no exposure time could be attributed to them. Clinical information was abstracted from electronic and paper medical records using a standardized data collection form.

Variables and endpoints

The following data were recorded: age at diagnosis; stage at diagnosis (de novo metastatic or not); Eastern Cooperative Oncology Group (ECOG) performance status and menopausal status at the start of the CDK4/6 inhibitor; (neo)adjuvant treatment and its duration; disease-free interval (DFI, from diagnosis of early breast cancer to recurrence); metastatic sites; systemic therapies for advanced disease received before the CDK4/6 inhibitor; inhibitor, endocrine partner, line of therapy and start date; dose reductions (number, reason and time from treatment start); and adverse events, graded according to the Common Terminology Criteria for Adverse Events (CTCAE) version 5.0. Visceral disease was defined as involvement of the lung, liver, central nervous system, peritoneum, pericardium, adrenal gland, ovary, stomach or pancreas. Metastatic pattern was classified as nonvisceral (bone, lymph node and/or soft tissue only), visceral without liver involvement or liver involvement.

PFS was defined as the time from CDK4/6 inhibitor initiation to documented disease progression or death from any cause, and OS was defined as the time from initiation to death from any cause. Patients without an event were censored at the date of the last clinical contact recorded at data collection (May to June 2024). Time was converted to months by dividing days by 30.4375. Information on treatments received after progression was not part of the data collection form and was therefore not available.

Statistical analysis

Continuous variables were summarized as medians and interquartile ranges (IQRs) and compared using the Mann–Whitney U test; categorical variables were summarized as counts and percentages and compared using the Chi-square test. Median follow-up was calculated using the reverse Kaplan-Meier method. PFS and OS were estimated using the Kaplan–Meier method, with 95% confidence intervals (CIs) obtained with the log-log transformation, and compared using the log-rank test.

Cox proportional hazards regression was used in three steps. First, univariable models estimated the unadjusted association of each candidate variable with PFS and OS. Second, a multivariable model was fitted for each endpoint. Its covariates were selected a priori, before modeling and without stepwise procedures, on the basis of established prognostic relevance in metastatic breast cancer and baseline imbalance between inhibitors: CDK4/6 inhibitor, line of therapy (first versus second or later), ECOG performance status (1 versus 0), age (70 years or older versus younger), menopausal status, disease presentation (de novo metastatic, recurrence with DFI < 5 years, or recurrence with DFI ≥ 5 years), metastatic pattern (as defined above) and number of metastatic sites (three or more versus fewer). The model had 10 parameters, giving approximately 13 (OS) and 17 (PFS) events per parameter. One patient with a missing DFI was excluded from the multivariable models (n = 219); all other covariates were complete; therefore, no imputation was performed. Central nervous system metastases (n = 8) were too infrequent to be modeled. Hazard ratios (HRs) greater than 1 indicated a higher hazard for the category shown versus the reference. The proportional hazards assumption was assessed for every model using scaled Schoenfeld residuals (cox.zph test) and visual inspection; no violation was detected (global P = 0.564 for OS and 0.466 for PFS). Model discrimination is reported as Harrell’s concordance index. Third, because treatment was not randomized, the inhibitor comparison was considered exploratory. Its robustness was examined in the following sensitivity analyses: additional adjustment for the endocrine partner (not included in the main model because the PARSIFAL trial showed no efficacy difference between fulvestrant and letrozole combined with palbociclib [15] and because partner choice is largely determined by line of therapy); stratification by hospital; stratification by line of therapy; restriction to patients treated in the first or second line; a test of the inhibitor-by-line interaction; and inverse probability of treatment weighting (IPTW). For IPTW, a logistic propensity score model including all covariates of the main model plus the endocrine partner was used to derive stabilized weights. Balance was checked using standardized mean differences (all < 0.10 after weighting), and a weighted Cox model with robust variance was fitted.

The association between line of therapy and outcomes was interpreted only as a prognostic association. Because time zero was CDK4/6 inhibitor initiation and the date of metastatic diagnosis was not captured, patients treated in later lines had already survived a period of metastatic disease before entering the cohort. The study was not designed to compare treatment strategies (first- versus second-line use), which would require time zero at metastatic diagnosis and methods such as time-dependent Cox regression or landmark analysis.

Dose reduction can only occur in patients who remain on treatment long enough to need it, so a baseline comparison of patients with and without reduction is affected by immortal time bias. Dose reduction was therefore modeled as a time-dependent covariate that changed from zero to one at the recorded time of the first reduction (reductions recorded after the event were ignored). The models were evaluated unadjusted and adjusted first for inhibitor, line, ECOG performance status and menopausal status, and then for all covariates of the main model. In sensitivity analyses, landmark analyses at 3 and 6 months compared patients with and without a reduction by the landmark among those still event-free at that time. The conventional (baseline) Kaplan–Meier comparison is reported only to illustrate the direction of the bias.

All tests were two-sided with a significance level of 0.05, without correction for multiple comparisons. Results of secondary analyses should be interpreted as exploratory. Data were managed using Microsoft Excel, and all survival analyses reported in this revised version were performed using R version 4.3.3 (package survival version 3.5-8).

Ethical statements

This study was conducted in compliance with the ethical standards of the responsible institution and with the Declaration of Helsinki, and was approved by the Comite Etico-Cientifico Central (CEC-CENTRAL) of the CCSS (Institutional Review Board approval, Protocol R024-SABI-00350; approved on March 18, 2024, Session 010-2024). Given the retrospective design, based on the review of existing medical records, the committee granted a waiver of individual informed consent. No identifiable patient images or individual-level identifiers were included in this manuscript.

Results▴Top 

Patient characteristics

A total of 234 patients with an indication for a CDK4/6 inhibitor were identified. Fourteen (6.0%) were excluded because they died and/or progressed before the drug could be started. This left 220 patients for analysis, whose effective treatment start dates ranged from February 2017 to April 2022 (Hospital San Juan de Dios, n = 79; Hospital Mexico, n = 58; Hospital Calderon Guardia, n = 58; Hospital Max Peralta, n = 25) (Fig. 1). Baseline characteristics are shown in Table 1. The median age at diagnosis was 53 years (IQR 45–61), 17 patients (7.7%) were 70 years or older, 66 (30.0%) had an ECOG performance status of 1, and 180 (81.8%) were postmenopausal when the inhibitor was started. Seventy-four patients (33.6%) had de novo metastatic disease. Of the 146 patients with recurrent disease, 109 (74.7%) had received chemotherapy and endocrine therapy for early disease. The median adjuvant endocrine therapy duration was 5 years (IQR 3–5), and the median DFI was 5 years (IQR 3–9). Additionally, 63 patients (43.2%) relapsed while still receiving adjuvant endocrine therapy.


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Figure 1. Study flow diagram. Of 234 patients with an indication for a CDK4/6 inhibitor, 14 were excluded because they died and/or progressed before the drug could be initiated. CCSS: Caja Costarricense de Seguro Social; CDK4/6: cyclin-dependent kinase 4/6; HER2: human epidermal growth factor receptor 2; HR: hormone receptor; PFS: progression-free survival.

Table 1.
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Table 1. Baseline Characteristics of the 220 Patients, Overall and by CDK4/6 Inhibitor
 

Bone (76.8%) and lung (51.4%) were the most frequent metastatic sites, followed by the liver (23.6%) and central nervous system (3.6%). One hundred thirty-six patients (61.8%) had visceral disease, 58 (26.4%) had bone-only disease and 60 (27.3%) had three or more metastatic sites. Palbociclib was prescribed to 144 patients (65.5%) and ribociclib to 76 patients (34.5%). The CDK4/6 inhibitor was used in the first line in 134 patients (60.9%) and in a later line in 86 (39.1%): second line in 50, third line in 25, fourth line in five and fifth line in six. The endocrine partner was fulvestrant in 121 patients (55.0%), letrozole in 95 (43.2%), exemestane in three, and tamoxifen in one. Compared with palbociclib, patients receiving ribociclib were younger (median 51 versus 54 years, P = 0.033), were more often premenopausal (31.6% versus 11.1%, P < 0.001), less often received fulvestrant (43.4% versus 61.1%, P = 0.041) and were less often treated in the third or later line (5.3% versus 22.2%; distribution of line, P = 0.005). Metastatic pattern, number of sites, ECOG performance status and disease presentation were similar between groups.

Effectiveness

At data cutoff the median follow-up was 45.1 months (95% CI 41.9–49.1). A total of 168 PFS events and 135 deaths (61.4%) had been recorded. In the whole cohort, median PFS was 19.4 months (95% CI 17.1–23.6) and median OS was 29.1 months (95% CI 25.2–38.2) (Table 2). Median PFS was 24.4 months (95% CI 19.2–33.0) in the first line and 15.0 months (95% CI 11.3–20.0) in the second or later lines. The corresponding median OS values were 39.7 months (95% CI 30.7–not reached) and 23.3 months (95% CI 17.6–27.8) (Fig. 2). Outcomes were similar for patients treated in the second line (PFS 15.4 months; OS 23.0 months) and in third or later lines (PFS 15.0 months; OS 24.7 months).

Table 2.
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Table 2. Progression-Free and Overall Survival, by Line of Treatment and by Inhibitor
 


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Figure 2. Kaplan-Meier estimates of (a) progression-free survival and (b) overall survival by line of treatment (first line, solid line; second or later line, dashed line). Time zero is CDK4/6 inhibitor initiation; the curves describe prognosis by line of treatment and do not compare first line versus deferred treatment strategies. CDK4/6: cyclin-dependent kinase 4/6; CI: confidence interval; HR: hazard ratio.

Median PFS was 19.2 months (95% CI 16.4–23.6) with palbociclib and 21.1 months (95% CI 15.5–33.9) with ribociclib (unadjusted HR 0.83, 95% CI 0.60–1.16; P = 0.274), and median OS was 27.5 months (95% CI 23.5–35.5) and 39.9 months (95% CI 24.9–not reached), respectively (HR 0.83, 95% CI 0.58–1.20; P = 0.322) (Table 2, Fig. 3). Within the same line of therapy, the inhibitors had similar outcomes. In the first line, median OS was 38.2 months with palbociclib and 42.3 months with ribociclib (HR 0.99, 95% CI 0.61–1.60), and in the second or later lines, 23.2 and 24.6 months, respectively (HR 0.79, 95% CI 0.44–1.40) (Table 2).


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Figure 3. Kaplan-Meier estimates of (a) progression-free survival and (b) overall survival by CDK4/6 inhibitor (palbociclib, solid line; ribociclib, dashed line). Tick marks indicate censored observations; numbers at risk are shown below each panel. Hazard ratios are unadjusted. CDK4/6: cyclin-dependent kinase 4/6; CI: confidence interval; HR: hazard ratio.

Univariable and multivariable analyses

In univariable analyses (Table 3), treatment in the second or later line and an ECOG performance status of 1 were associated with shorter PFS and OS. Age of 70 years or older and central nervous system involvement (n = 8; PFS HR 2.74, 95% CI 1.34–5.61; OS HR 2.25, 95% CI 1.05–4.82) were associated with shorter OS, and metastatic pattern was associated with PFS (global P = 0.013). Fulvestrant as the endocrine partner was associated with shorter PFS (HR 1.66, 95% CI 1.22–2.27) and OS (HR 1.57, 95% CI 1.11–2.23), but this association was no longer apparent once line of therapy and the other covariates were taken into account (PFS HR 1.29, 95% CI 0.86–1.93; OS HR 1.17, 95% CI 0.74–1.84). Among patients treated beyond the first line, previous chemotherapy for metastatic disease (n = 36) was not associated with PFS (HR 0.91, 95% CI 0.58–1.45) or OS (HR 0.91, 95% CI 0.55–1.50).

Table 3.
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Table 3. Univariable and Multivariable Cox Regression for Progression-Free and Overall Survival
 

In the multivariable models (Table 3), ECOG performance status 1 (PFS HR 1.69, 95% CI 1.20–2.37; OS HR 1.50, 95% CI 1.03–2.19) and treatment in the second or later line (PFS HR 1.82, 95% CI 1.32–2.52; OS HR 1.72, 95% CI 1.20–2.45) remained independently associated with outcomes. Age of 70 years or older showed a nonsignificant trend toward shorter OS (HR 1.75, 95% CI 0.94–3.26; P = 0.077). Menopausal status, disease presentation and DFI, metastatic pattern (including liver involvement) and number of metastatic sites were not independently associated with PFS or OS. The adjusted HRs for ribociclib versus palbociclib were 0.89 (95% CI 0.62–1.26) for PFS and 0.92 (95% CI 0.63–1.36) for OS. The concordance indices were 0.62 (PFS) and 0.63 (OS).

The absence of a significant difference between inhibitors was consistent across all sensitivity analyses (Table 4), including IPTW (PFS HR 0.89, 95% CI 0.61–1.30; OS HR 0.89, 95% CI 0.60–1.33), stratification by line of therapy or hospital, and restriction to patients treated in the first and second. There was no evidence of an inhibitor-by-line interaction (PFS P = 0.729; OS P = 0.833).

Table 4.
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Table 4. Sensitivity Analyses for the Comparison of Ribociclib Versus Palbociclib and for Dose Reduction
 

Safety

At least one adverse event was recorded in 114 patients (51.8%), and grade 3/4 events in 45 patients (20.5%), without a significant difference between inhibitors (palbociclib 19.4% versus ribociclib 22.4%, P = 0.609) (Tables 5, 6). Hematological toxicity predominated. Neutropenia of any grade was recorded in 90 patients (40.9%) and grade 3/4 neutropenia in 41 patients (18.6%; palbociclib 18.8%, ribociclib 18.4%). Grade 4 neutropenia occurred in six patients (2.7%), and no episodes of febrile neutropenia were recorded in the charts. Anemia (6.8%) and thrombocytopenia (6.4%) were mostly grade 1/2, and fatigue (5.0%) was the most frequent non-hematological event. QT interval prolongation occurred only with ribociclib (two of 76 patients (2.6%); grade 1 and grade 2). Liver enzyme values were not systematically documented; therefore, hepatotoxicity could not be assessed. Because adverse events were abstracted retrospectively from routine records, these rates should be regarded as minimum estimates.

Table 5.
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Table 5. Adverse Events by Grade (CTCAE v5.0), All Patients (n = 220)
 

Table 6.
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Table 6. Toxicity and Dose Reduction by CDK4/6 Inhibitor
 

Dose reduction

Thirty-five patients (15.9%) required a dose reduction (palbociclib 15.3%, ribociclib 17.1%; P = 0.725): 25 needed one dose-level reduction and 10 needed two. Neutropenia was the reason in 22 patients (62.9%), and in 24 (68.6%) when combined reasons are included. The remaining reductions were due to fatigue, diarrhea, QT prolongation, rash or thrombocytopenia, and the reason was not recorded in two patients. The median time from treatment start to the first reduction was 6 months (IQR 3–11); 12 reductions occurred within the first 3 months and 23 thereafter.

In the conventional baseline comparison, patients with a dose reduction appeared to have longer PFS (24.5 versus 18.3 months; log-rank P = 0.144) and OS (39.9 versus 27.2 months; log-rank P = 0.053). When dose reduction was analyzed as a time-dependent covariate, it was not associated with PFS (adjusted HR 1.04, 95% CI 0.67–1.61; P = 0.874) or OS (adjusted HR 0.77, 95% CI 0.46–1.30; P = 0.330), and the results were similar with adjustment for all covariates of the main model (PFS HR 0.95, 95% CI 0.60–1.52; OS HR 0.73, 95% CI 0.43–1.25). Landmark analyses gave concordant results. At 6 months (Fig. 4), the adjusted HRs for reduction by the landmark were 0.94 (95% CI 0.51–1.75) for PFS and 0.93 (95% CI 0.50–1.72) for OS. At 3 months, the adjusted HRs were 1.17 (95% CI 0.59–2.32) and 0.80 (95% CI 0.37–1.73), respectively, although these estimates are based on few reductions (12 to 19) and were imprecise.


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Figure 4. Six-month landmark analysis of (a) progression-free survival and (b) overall survival according to dose reduction by month 6 (no reduction, solid line; reduction, dashed line), restricted to patients who were event-free at 6 months. Hazard ratios are adjusted for inhibitor, line of treatment, ECOG performance status and menopausal status. CI: confidence interval; ECOG: Eastern Cooperative Oncology Group; HR: hazard ratio; mo: months; OS: overall survival; PFS: progression-free survival.
Discussion▴Top 

This multicenter cohort describes the use of CDK4/6 inhibitors plus endocrine therapy in the Costa Rican public health system. Treatment was deliverable in routine practice across four hospitals, with a predominantly hematological and manageable toxicity profile. PFS was within the range of published trials and real-world experience, particularly in the first line, whereas OS was shorter than in the registration trials and in other large real-world cohorts. After adjustment, we found no significant difference between ribociclib and palbociclib, and dose reduction did not appear to compromise effectiveness.

Effectiveness in the context of trials and real-world data

Because our cohort combined first-line and later-line use, comparisons with other studies are most meaningful by line of therapy. In the first line, the median PFS of 24.4 months is close to that of the pivotal first-line trials, in which median PFS was approximately 24 to 25 months with palbociclib or ribociclib plus letrozole [8, 10], and to the favorable outcomes reported in first-line real-world series from Australia and Spain [16, 17]. Median OS in the first line (39.7 months), however, was shorter than in the PALOMA-2 and MONALEESA-2 trials [9, 11] and in large real-world cohorts from high-income or upper-middle-income settings, such as the P-REALITY X trial (median OS 49.1 months with palbociclib plus an aromatase inhibitor) [18] and the Thai CEPRA study (48.7 to 59.1 months) [19]. Beyond the first line, median PFS (15.0 months) was comparable to or longer than that reported in the PALOMA-3 trial [12, 13] and in a large Chinese multicenter cohort [20], whereas median OS (23.3 months) was again shorter than in the trials.

Several features of our population may explain the shorter OS and should prevent a direct comparison with trial results. First, patients were unselected: one-third had de novo metastatic disease, 61.8% had visceral involvement and 30.0% had an ECOG performance status of 1. Second, the population was largely endocrine-resistant: 43.2% of patients with recurrent disease relapsed while on adjuvant endocrine therapy, a group excluded from the first-line trials, and 36 patients (16.4% of the cohort) received the inhibitor in the third or later lines. Third, during the study period, access to the drugs frequently required a constitutional appeal (recurso de amparo), which delayed treatment initiation, and 14 patients died or progressed before the drug could be started. Finally, as discussed below, we have no information on post-progression therapy, which is a major determinant of OS. The numerically longer OS in our first-line patients compared with later lines should not be read as evidence for a sequencing strategy. Time zero was the start of the inhibitor, so later-line patients entered the cohort after an unmeasured period of metastatic disease and after having developed resistance to prior therapies. Their shorter survival from that point mainly reflects more advanced and resistant disease. The randomized SONIA trial, which specifically addressed the timing question, showed that deferring the CDK4/6 inhibitor to the second line did not shorten OS (median 47.9 versus 48.1 months) [21, 22]. The association between line of therapy and outcome in our study is therefore reported only as a prognostic finding that required adjustment in the inhibitor comparison.

Performance status, an established prognostic factor in metastatic breast cancer, was the other factor independently associated with PFS and OS. A large Chinese multicenter cohort identified liver metastases, the number of metastatic sites and treatment line as independent prognostic factors for PFS [20]. In our adjusted models, however, liver metastases, visceral disease, the number of metastatic sites, DFI and age were not independently associated with outcome. Although older age showed a trend toward shorter OS, liver involvement was associated with PFS in univariable analysis, and central nervous system involvement, present in only eight patients, was associated with shorter survival. The limited number of events in some categories reduces power for these variables; therefore, their lack of statistical significance should not be interpreted as an absence of prognostic value.

Palbociclib versus ribociclib

The unadjusted median OS was 12 months longer with ribociclib, but this difference was neither statistically significant nor robust. The two groups differed in the distribution of line of therapy. Ribociclib was used more frequently in the first line (69.7% versus 56.3%) and much less frequently in the third or later lines (5.3% versus 22.2%), and ribociclib-treated patients were younger. When the comparison was made within the same line of therapy, OS was almost identical in the first line (HR 0.99). After adjustment for line of therapy and the other covariates selected a priori, or after IPTW, the HR moved toward the null (0.92 and 0.89, respectively), with wide CIs. These results therefore suggest that most of the crude difference reflected confounding by line of therapy and patient selection, rather than a drug effect, although our study was not powered to exclude a clinically relevant difference. In the registration trials, OS benefit was statistically significant across the three MONALEESA trials [5, 7, 9] but not in PALOMA-2 or PALOMA-3 [11, 13]. However, cross-trial differences in design, populations and post-progression therapy limit such comparisons, and a network meta-analysis found no significant OS difference between CDK4/6 inhibitors [23]. Real-world comparative studies have also reported heterogeneous results [19]. Until randomized head-to-head data become available, the choice between agents in our setting may reasonably be guided by toxicity profile, comorbidities (such as QT-interval risk), drug interactions, monitoring requirements and availability.

The predominance of fulvestrant as the endocrine partner reflects a largely endocrine-pretreated population. In the aromatase inhibitor-resistant setting, palbociclib plus endocrine therapy was not inferior to capecitabine in the PEARL trial [24], and the PARSIFAL trial found no efficacy difference between fulvestrant and letrozole combined with palbociclib in endocrine-sensitive disease [15]. In our data, the unadjusted association of fulvestrant with shorter survival disappeared after adjustment, consistent with confounding by line of therapy.

Safety and neutropenia

Toxicity was mainly hematological, similar between agents and manageable; QT prolongation, observed only with ribociclib, was low-grade. The rate of grade 3/4 neutropenia (18.6%), however, was markedly lower than in the registration trials, where it was reported in approximately 60–66% of patients (for example, 66.4% in PALOMA-2 and about 60% in the pooled MONALEESA trials) [25, 26]. We believe that this difference is mostly methodological. The trials measured complete blood counts on days 1 and 15 of the first two cycles and at every cycle thereafter, grading every laboratory abnormality prospectively. In contrast, routine practice blood counts are usually obtained only before each cycle, often after the neutrophil nadir, and asymptomatic laboratory neutropenia that does not change management is frequently not recorded in the clinical notes. Our data collection form also captured a limited number of adverse events per patient. Under-ascertainment is further suggested by the fact that the proportion of patients with any adverse event (51.8%) was far below that of the trials. In addition, clinicians may manage neutropenia with cycle delays or interruptions (which were not captured) rather than with documented dose reductions. Biological or population factors could also contribute: the frequency and depth of palbociclib-associated neutropenia vary between populations, being higher, for example, in Asian patients [26], and the Costa Rican population has not been characterized in this respect. Nevertheless, a real-world Chinese cohort reported grade 3/4 neutropenia in 46% of patients [20], showing that such rates can be captured outside trials when monitoring is systematic. We therefore regard our figures as minimum estimates and cannot conclude that CDK4/6 inhibitors are less myelotoxic in our population.

Dose reduction

Dose reductions were also much less frequent (15.9%) than in the pivotal trials (36.0% in PALOMA-2 and 45.8% in the pooled MONALEESA analysis) [25, 26] and in real-world series, where about one-third of patients required a reduction [27–29]. The same factors that explain the lower recorded rate of neutropenia probably explain this finding: less intensive laboratory monitoring, recording practices and the use of treatment delays rather than formal reductions. Clinicians working in a system in which access to the drug required legal action may also have been reluctant to reduce the dose. Because these same factors affect the attribution of toxicity, the true frequency of dose modification in our population is probably underestimated.

Analyzed with methods that account for immortal time bias, dose reduction was not associated with PFS or OS. The naive baseline comparison, which suggested a benefit, illustrates how this bias can distort conclusions. Our results agree with the pooled MONALEESA analysis, in which relative dose intensity did not affect PFS [25], with real-world data for palbociclib and ribociclib [27, 30], and with a recent multicenter Turkish study of 474 patients in which dose reduction did not affect PFS in first or later lines of therapy [28]. By contrast, a Danish cohort using a 12-week landmark found that early dose reduction was associated with shorter OS (adjusted HR 1.38) [29]. Our 3-month landmark estimate was imprecise and based on only 12 early reductions, so we cannot exclude a modest detrimental effect of very early reductions. Overall, the available evidence supports dose modification to manage toxicity while maintaining treatment, and our data add a time-dependent and landmark-based analysis from a Latin American public-system population.

Treatment after progression

Treatment after progression on a CDK4/6 inhibitor has changed considerably. Current options include endocrine therapy combined with targeted agents selected by genomic alterations (everolimus, alpelisib or capivasertib, or elacestrant for ESR1-mutated disease), chemotherapy and antibody-drug conjugates, as reviewed recently by Guren et al [31]. Access to several of these agents and to the molecular testing needed to select them was limited in our public health system during the study period, and post-progression treatment was not captured in our data collection form. Because subsequent therapies can substantially influence OS, the OS results of this study, and in particular the comparisons of OS between inhibitors and between lines of therapy, must be interpreted with caution. Differences in post-progression treatment between groups could have either masked or exaggerated true differences, and the shorter OS compared with trials and with other real-world cohorts may partly reflect reduced access to effective later-line therapies. The prospective collection of post-progression treatment and genomic testing is a priority for future Costa Rican and Latin American registries.

Strengths and limitations

To our knowledge, this is one of the largest real-world cohorts of CDK4/6 inhibitors use reported from a Central American public health system. It includes all patients treated at the four prescribing CCSS hospitals, has long follow-up times, includes a high number of events, and provides evidence relevant to settings that were underrepresented in the registration trials. Methodological strengths include adjustment for established prognostic factors, formal testing of the proportional hazards assumption, several sensitivity analyses for the inhibitor comparison, and the handling of dose reduction as a time-dependent covariate and with landmark analyses.

The study also has important limitations. First, it is retrospective, and the quality of the data depends on medical record documentation. Adverse events, and probably neutropenia and dose modifications, were under-recorded. Data such as dose interruptions, febrile neutropenia, liver enzyme values and relative dose intensity were not available. Second, post-progression therapy was not collected, which limits the interpretation of OS. Third, treatment was not randomized; despite adjustment and weighting, residual confounding by unmeasured factors (for example, comorbidities, Ki-67, progesterone-receptor status, tumor grade, endocrine sensitivity as defined by international guidelines, or socioeconomic factors) cannot be excluded, and the ribociclib group, especially in later lines of therapy (n = 23), was small. Fourth, the date of metastatic diagnosis was not recorded, so the timing of CDK4/6 inhibition (first versus later line) could not be evaluated as a treatment strategy. Fifth, there was no central pathology or radiology review, and progression was assessed by treating physicians without a fixed imaging schedule. Sixth, the study period coincided with the COVID-19 pandemic and a cyberattack on the CCSS information systems, which forced a temporary return to paper records and may have contributed to missing information. In addition, access to the drugs often required a constitutional appeal, which delayed the start of treatment by approximately 3 months. The effective start date was used as time zero, so patients who died or progressed while waiting were excluded, which may have selected for patients with a better prognosis. Finally, the cohort reflects the experience of a single national health system, which may limit generalizability to other populations.

Conclusions

In this multicenter real-world cohort from the Costa Rican public health system, CDK4/6 inhibitors combined with endocrine therapy were delivered with a manageable, mainly hematological toxicity profile, and PFS was in line with published real-world data, particularly in the first line. OS was shorter than in the registration trials and in other large real-world cohorts, which may reflect an unselected, frequently endocrine-resistant and heavily pretreated population, as well as delays in access and limited information on post-progression therapy. After adjustment, no significant difference was found between ribociclib and palbociclib, and dose reduction did not appear to compromise effectiveness. Timely access to these agents, systematic toxicity monitoring and prospective registries that capture subsequent therapies are needed to optimize outcomes in our setting.

Acknowledgments

The authors thank the medical oncologists of Hospital Mexico, Hospital San Juan de Dios, Hospital Calderon Guardia and Hospital Max Peralta of the Caja Costarricense de Seguro Social for their support during data collection, and the patients whose records made this study possible.

Financial Disclosure

This research received no external funding and was conducted with the investigators' own resources.

Conflict of Interest

The authors declare no conflict of interest.

Informed Consent

Not applicable. The requirement for individual informed consent was waived by the ethics committee because of the retrospective design and the use of existing medical records.

Author Contributions

DMT and DUL conceived and designed the study. DMT collected the data, constructed the database and performed the initial statistical analyses. DUL supervised the project, acted as institutional academic tutor and supervised the revised statistical analyses. Both authors interpreted the data, drafted and critically revised the manuscript, approved the final version and agree to be accountable for the accuracy and integrity of the work.

Data Availability

The data supporting the findings of this study are available from the corresponding author upon reasonable request.

AI Use Declaration

Artificial intelligence-assisted tools were used only for language editing, structure refinement, and consistency checks during manuscript preparation. Artificial intelligence tools were not listed as authors. All scientific content, data, analyses, interpretation, and conclusions are the authors’ own and were reviewed and approved by them, who take full responsibility for the manuscript.

Abbreviations

CCSS: Caja Costarricense de Seguro Social; CDK4/6: cyclin-dependent kinase 4/6; CI: confidence interval; CNS: central nervous system; CTCAE: Common Terminology Criteria for Adverse Events; DFI: disease-free interval; ECOG: Eastern Cooperative Oncology Group; HER2: human epidermal growth factor receptor 2; HR: hazard ratio; HR-positive: hormone receptor-positive; IPTW: inverse probability of treatment weighting; IQR: interquartile range; NR: not reached; OS: overall survival; PFS: progression-free survival; STROBE: Strengthening the Reporting of Observational Studies in Epidemiology


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